-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JyUX3KuIGnOEjAj/N6or+cJMQ9fTbWx5tLyFtkBFRuPxldik60ZcDyqiBM21d3CW 7czItKeoZFH+EtnYJOwWtQ== 0000950142-11-000235.txt : 20110208 0000950142-11-000235.hdr.sgml : 20110208 20110208093345 ACCESSION NUMBER: 0000950142-11-000235 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 GROUP MEMBERS: KABU.COM SECURITIES CO., LTD. GROUP MEMBERS: KOKUSAI ASSET MANAGEMENT CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD. GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ FINANCIAL GROUP, INC. GROUP MEMBERS: MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ NICOS CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ TRUST AND BANKING CORPORATION GROUP MEMBERS: MU INVESTMENTS CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PANASONIC Corp CENTRAL INDEX KEY: 0000063271 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 999999999 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40886 FILM NUMBER: 11580724 BUSINESS ADDRESS: STREET 1: 1006, OAZA KADOMA CITY: KADOMA-SHI, OSAKA STATE: M0 ZIP: 571-8501 BUSINESS PHONE: 81-6-6906-1763 MAIL ADDRESS: STREET 1: 1006, OAZA KADOMA CITY: KADOMA-SHI, OSAKA STATE: M0 ZIP: 571-8501 FORMER COMPANY: FORMER CONFORMED NAME: MATSUSHITA ELECTRIC INDUSTRIAL CO LTD DATE OF NAME CHANGE: 20021122 FORMER COMPANY: FORMER CONFORMED NAME: MATSUSHITA ELECTRIC INDUSTRIAL CO LTD DATE OF NAME CHANGE: 19950531 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104 CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 SC 13G/A 1 sc13ga3_panasonic.htm AMENDMENT NO. 3 sc13ga3_panasonic.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No. 3)*
 
Panasonic Corporation
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
69832A205
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ : Rule 13d-1(b)
 
o : Rule 13d-1(c)
 
o : Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 



 
 

 
CUSIP NO. 69832A205
 

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
107,962,716
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
107,962,716
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
107,962,716
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 


 

Page of 2 of 32
 

 
CUSIP NO. 69832A205
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
95,411,100
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
95,411,100
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
95,411,100
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.6%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 

Page of 3 of 32  
 

 
CUSIP NO. 69832A205
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
4,565,731
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
4,565,731
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,565,731
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 

 

Page of 4 of 32  
 

 
CUSIP NO. 69832A205
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
4,565,731
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
4,565,731
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,565,731
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

Page of 5 of 32  
 

 
CUSIP NO. 69832A205
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
6,907,800
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
6,907,800
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
6,907,800
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 

 

Page of 6 of 32  
 

 
CUSIP NO. 69832A205

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management (UK) Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
57,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
57,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
57,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

Page of 7 of 32  
 

 
CUSIP NO. 69832A205

1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
225,600
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
225,600
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
225,600
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

Page of 8 of 32  
 

 
CUSIP NO. 69832A205
 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
661,080
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
661,080
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
661,080
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

Page of 9 of 32  
 

 
CUSIP NO. 69832A205
 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
191,300
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
191,300
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
191,300
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 

Page of 10 of 32  
 

 
CUSIP NO. 69832A205

1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ NICOS Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
105
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
105
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
105
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 

  Page of 11 of 32
 

 
CUSIP NO. 69832A205

ITEM 1
 
(a)           Name of Issuer
 
Panasonic Corporation
 
(b)           Address of Issuer’s Principal Executive Offices
 
1006 Oaza Kadoma, Kadoma, Osaka 571-8501, Japan
 
ITEM 2
 
(a)           Names of Persons Filing
 
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
 
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
 
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
 
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
 
Mitsubishi UFJ Asset Management (UK) Ltd. (“MUAMUK”)
 
MU Investments Co., Ltd. (“MUI”)
 
kabu.com Securities Co., Ltd. (“KC”)
 
KOKUSAI Asset Management Co., Ltd. (“KAM”)
 
Mitsubishi UFJ NICOS Co., Ltd. (“NICOS”)
 
(b)           Address of Principal Business Office or, if none, Residence
 
MUFG:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
 
MUTB:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
 
MUSHD:
4-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-6317, Japan
 
MUMSS:
5-2 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-0005, Japan
 
MUAM:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
 
Page 12 of 32
 
 

 
 
MUAMUK:
Ropemaker Place,25 Ropemaker Street
London EC2M 7BT, United Kingdom
(prior to January 24, 2011,
12-15 Finsbury Circus, London EC2M 7BT, United Kingdom)
 
MUI:
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
Tokyo 103-0022, Japan
 
KC:
3-2 Otemachi 1-chome, Chiyoda-ku
Tokyo 100-0004, Japan
 
KAM:
1-1 Marunouchi 3-chome, Chiyoda-ku
Tokyo 100-0005, Japan
 
NICOS:
14-1 Sotokanda 4-chome, Chiyoda-ku
Tokyo 101-8960, Japan
 
(c)           Citizenship
 
Not applicable.
 
(d)           Title of Class of Securities
 
Common Stock
 
(e)           CUSIP Number
 
69832A205
 
ITEM 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
MUFG:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
 
Page 13 of 32
 
 

 
 
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
 
 
MUTB:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
 
 
MUSHD:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
 
Page 14 of 32
 
 

 
 
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUMSS:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
 
Page 15 of 32
 
 

 
 
 
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUAMUK:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
Page 16 of 32
 
 

 
 
 
 
MUI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
KC:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
 
Page 17 of 32
 
 

 
 
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
KAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
NICOS:
NICOS is a subsidiary of MUFG, which is a parent holding company in accordance with § 240.13d-1(b)(1)(ii)(G), and holds less than 1% of the total outstanding securities of the issuer.
 
ITEM 4
Ownership
 
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
For MUFG
  
     
 
(a)
Amount beneficially owned:
107,962,716
        
 
(b)
Percent of class:
5.21%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
107,962,716
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
107,962,716
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
Page 18 of 32
 
 

 
 
 
 
For MUTB
  
     
 
(a)
Amount beneficially owned:
95,411,100
        
 
(b)
Percent of class:
4.61%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
95,411,100
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
95,411,100
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
For MUSHD
  
     
 
(a)
Amount beneficially owned:
4,565,731
        
 
(b)
Percent of class:
0.22%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
4,565,731
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
4,565,731
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
For MUMSS
  
     
 
(a)
Amount beneficially owned:
4,565,731
        
 
(b)
Percent of class:
0.22%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
4,565,731
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
4,565,731
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
For MUAM
  
     
 
(a)
Amount beneficially owned:
6,907,800
        
 
(b)
Percent of class:
0.33%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
6,907,800
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
6,907,800
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
 
Page 19 of 32
 
 

 
 
 
 
For MUAMUK
  
     
 
(a)
Amount beneficially owned:
57,000
        
 
(b)
Percent of class:
0.00%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
57,000
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
57,000
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
For MUI
  
     
 
(a)
Amount beneficially owned:
225,600
        
 
(b)
Percent of class:
0.01%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
225,600
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
225,600
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
For KC
  
     
 
(a)
Amount beneficially owned:
661,080
        
 
(b)
Percent of class:
0.03%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
661,080
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
661,080
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
For KAM
  
     
 
(a)
Amount beneficially owned:
191,300
        
 
(b)
Percent of class:
0.01% 
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
191,300
        
   
(ii) Shared power to vote or to direct the vote:
-0- 
        
   
(iii) Sole power to dispose or to direct the disposition of:
191,300
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0- 
 
 
Page 20 of 32
 
 

 
 
 
 
For NICOS
  
     
 
(a)
Amount beneficially owned:
105
        
 
(b)
Percent of class:
0.00%
        
 
(c)
Number of shares as to which the person has:
  
        
   
(i) Sole power to vote or to direct the vote:
105
        
   
(ii) Shared power to vote or to direct the vote:
-0-
        
   
(iii) Sole power to dispose or to direct the disposition of:
105
        
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
ITEM 5
Ownership of Five Percent or Less of a Class
 
Not applicable.
 
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
As of December 31, 2010, MUFG beneficially owns 107,962,716 shares of the issuer indirectly through its subsidiaries as follows: MUTB holds 95,411,100 shares; MUSHD holds 4,565,731 shares (indirectly through MUSHD’s subsidiary, MUMSS); MUAM holds 6,907,800 shares (including 57,000 shares indirectly held through MUAM’s subsidiary, MUAMUK); MUI holds 225,600 shares; KC holds 661,080 shares; KAM holds 191,300 shares; and NICOS holds 105 shares.
 
ITEM 8
Identification and Classification of Members of the Group
 
Not applicable.
 
ITEM 9
Notice of Dissolution of Group
 
Not applicable.
 
ITEM 10
Certifications
 
By signing below MUFG, MUTB, MUSHD, MUMSS, MUAM, MUAMUK, MUI, KC and KAM certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding
 
 
Page 21 of 32
 
 

 
  
companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions.
 
By signing below NICOS certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
All of the filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
 
 
 
 
Page 22 of 32
 
 

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.
 
 
       
 
By:
/s/ Hironori Kamezawa   
 
 
Name:
 
Hironori Kamezawa
 
 
 
Title:
 
General Manager, Credit & Investment Management Division
     
 
 
Page 23 of 32
 
 

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
 
 
       
 
By:
/s/ Hiroki Masuoka  
 
 
Name:
 
Hiroki Masuoka
 
 
 
Title:
 
Deputy General Manager of Trust Assets Planning Division
     
 
 
 
Page 24 of 32
 
 

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD.
 
 
       
 
By:
/s/ Shingo Sumimoto  
 
 
Name:
 
Shingo Sumimoto
 
 
 
Title:
 
General Manager, Corporate Planning Division
     
 
 
 
Page 25 of 32
 
 

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD.
 
 
       
 
By:
/s/  Koji Nishimoto  
 
 
Name:
 
Koji Nishimoto
 
 
 
Title:
 
Executive Officer, General Manager, Corporate Planning Division
     
 
 
Page 26 of 32
 
 

 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
 
 
       
 
By:
/s/ Katsutoshi Edamura  
 
 
Name:
 
Katsutoshi Edamura
 
 
 
Title:
 
General Manager of Risk Management Division
     
 
 
Page 27 of 32
 
 

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD.
 
 
       
 
By:
/s/ Shojiro Ueda  
 
 
Name:
 
Shojiro Ueda
 
 
 
Title:
 
Managing Director & CE
     
 

 
Page 28 of 32
 
 

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MU INVESTMENTS CO., LTD.
 
 
       
 
By:
/s/ Yuya Saijo  
 
 
Name:
 
Yuya Saijo
 
 
 
Title:
 
Senior Managing Director
     
 

 
Page 29 of 32
 
 

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
KABU.COM SECURITIES CO., LTD.
 
 
       
 
By:
/s/ Takeshi Amemiya  
 
 
Name:
 
Takeshi Amemiya
 
 
 
Title:
 
General Manager of Corporate Administration
     
 

 
 
Page 30 of 32
 
 

 
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
KOKUSAI ASSET MANAGEMENT CO., LTD.
 
 
       
 
By:
/s/ Takeshi Dohi  
 
 
Name:
 
Takeshi Dohi
 
 
 
Title:
 
General Manager, Investment Management Planning Dept.
     
 

 
Page 31 of 32
 
 

 
 

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
MITSUBISHI UFJ NICOS CO., LTD.
 
 
       
 
By:
/s/ Tomoo Sawada  
 
 
Name:
 
Tomoo Sawada
 
 
 
Title:
 
General Manager, General Administration Dept.
     
 

 

Page 32 of 32

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